Song, Dao 宋島
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLP HK Investment Management Limited | Rep | Advising on securities | 2022-04-01 | 2022-11-18 | Rep | Asset management | 2022-04-01 | 2022-11-18 | Rep | Dealing in securities | 2022-04-01 | 2022-11-18 | RO | Advising on securities | 2022-11-18 | 2023-06-15 | RO | Asset management | 2022-11-18 | 2023-06-15 | RO | Dealing in securities | 2022-11-18 | 2023-06-15 | Rep | Advising on securities | 2023-06-15 | Rep | Asset management | 2023-06-15 | Rep | Dealing in securities | 2023-06-15 |
2 | M3 Capital Partners (HK) Limited | Rep | Advising on securities | 2012-06-19 | 2013-05-10 | Rep | Dealing in securities | 2012-06-19 | 2013-05-10 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-05 | 2015-01-23 | Rep | Dealing in securities | 2013-06-05 | 2015-01-23 |
4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-06-05 | 2015-01-23 |
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