Guez, Ilane Yonathan Pierre
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2024-02-01 | Rep | Dealing in securities | 2024-02-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2014-11-22 | Rep | Dealing in securities | 2012-09-03 | 2014-11-22 |
| 3 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2013-04-23 | Rep | Dealing in securities | 2012-09-03 | 2013-04-23 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2023-05-09 | Rep | Dealing in securities | 2015-08-03 | 2023-05-09 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-03 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2023-05-09 | Rep | Dealing in securities | 2016-12-19 | 2023-05-09 |
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