Cheng, Yuen Man (SFC:BAJ473) 鄭苑雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-11-01 | 2019-02-03 | Rep | Dealing in securities | 2012-11-01 | 2019-02-03 |
| 2 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2020-02-11 | 2020-03-05 | RO | Dealing in securities | 2020-03-05 | 2021-11-12 | Rep | Dealing in futures contracts | 2021-06-29 | 2021-11-12 |
| 3 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-03-20 | 2020-01-10 | Rep | Dealing in futures contracts | 2023-02-10 |
| 4 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-03-20 | 2019-07-16 | RO | Dealing in securities | 2019-07-16 | 2020-01-10 | Rep | Dealing in securities | 2023-02-10 |
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