Tam, Yan Wang 譚恩泓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Asset management | 2024-06-19 | |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2024-06-19 | 2024-08-22 | Rep | Dealing in securities | 2024-06-19 | 2024-08-22 | RO | Advising on securities | 2024-08-22 | RO | Dealing in securities | 2024-08-22 |
| 3 | Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2018-08-29 | 2018-12-11 | Rep | Dealing in securities | 2018-08-29 | 2018-12-11 | RO | Dealing in futures contracts | 2018-12-11 | 2024-05-31 | RO | Dealing in securities | 2018-12-11 | 2024-05-31 | RO | Asset management | 2019-09-09 | 2020-03-27 | RO | Advising on futures contracts | 2019-12-24 | 2024-05-31 | RO | Advising on securities | 2019-12-24 | 2024-05-31 | RO | Asset management | 2022-03-21 | 2024-05-31 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-05-24 | 2018-08-16 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-24 | 2018-01-30 | RO | Dealing in securities | 2018-01-30 | 2018-08-16 |
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