Wang, Chen (SFC:BBL390) 王晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2013-06-24 | 2014-10-31 |
2 | SDICS International Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-12-19 | 2016-07-19 |
3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-12-11 | Rep | Asset management | 2019-12-11 |
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