Lam, Mun Yiu 林滿堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ADS Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2015-11-24 | 2016-07-01 |
2 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2019-07-03 | 2019-08-07 | Rep | Dealing in securities | 2019-07-03 | 2019-08-07 |
3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-02 | 2013-12-14 |
4 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2014-09-12 | 2015-11-06 |
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