Yau, Canon 邱敬龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CBRE Capital Advisors Asia Pacific Limited | Rep | Advising on securities | 2013-09-27 | 2016-10-18 | Rep | Dealing in securities | 2013-09-27 | 2016-10-18 | RO | Advising on securities | 2016-10-18 | 2017-07-23 | RO | Dealing in securities | 2016-10-18 | 2017-07-23 |
2 | China Orient International Asset Management Limited | Rep | Advising on securities | 2017-08-29 | 2018-01-19 | Rep | Asset management | 2017-08-29 | 2018-01-19 |
3 | Cushman & Wakefield Capital Advisory Limited | RO | Advising on securities | 2024-08-14 | RO | Dealing in securities | 2024-08-14 |
4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-02-21 | 2022-02-18 | Rep | Dealing in securities | 2018-02-21 | 2022-02-18 |
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