Ye, Haodi 葉浩迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-31 | 2017-10-04 | RO | Dealing in securities | 2017-10-04 | 2020-06-19 |
| 2 | Hong Kong Metasequoia Capital Management Limited | Rep | Advising on securities | 2024-02-15 | 2024-02-21 | Rep | Asset management | 2024-02-15 | 2024-02-21 | RO | Advising on securities | 2024-02-21 | RO | Asset management | 2024-02-21 |
| 3 | Qogir (Hong Kong) Limited | Rep | Dealing in securities | 2022-01-05 | 2022-01-18 | RO | Advising on securities | 2022-01-18 | 2024-01-31 | RO | Asset management | 2022-01-18 | 2024-01-31 | RO | Dealing in securities | 2022-01-18 | 2024-01-31 |
| 4 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2013-11-15 | 2014-11-21 |
| 5 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-09-10 | 2021-08-15 |
| 6 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-08-31 | 2021-08-15 |
| 7 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-11-21 | 2017-07-12 |
| 8 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-04 | 2017-05-22 | Rep | Advising on securities | 2014-12-04 | 2017-07-12 | RO | Dealing in securities | 2017-05-22 | 2017-07-12 |
| 9 | SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2024-02-15 | 2024-02-21 | RO | Dealing in securities | 2024-02-21 |
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