Groshens, Alain Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2013-12-03 | 2014-03-13 | Rep | Advising on securities | 2013-12-03 | 2014-03-13 | Rep | Dealing in futures contracts | 2013-12-03 | 2014-03-13 | Rep | Dealing in securities | 2013-12-03 | 2014-03-13 | RO | Advising on futures contracts | 2014-03-13 | 2015-08-31 | RO | Advising on securities | 2014-03-13 | 2015-08-31 | RO | Dealing in futures contracts | 2014-03-13 | 2015-08-31 | RO | Dealing in securities | 2014-03-13 | 2015-08-31 |
| 2 | Privium Fund Management (HK) Limited | RO | Asset management | 2018-02-28 | 2020-02-21 | Rep | Asset management | 2020-02-21 | 2022-02-23 |
| 3 | SystematicEdge Limited | RO | Advising on securities | 2022-02-24 | RO | Asset management | 2022-02-24 |
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