Wang, Zinian 汪子年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-08-16 | 2020-10-14 | Rep | Dealing in securities | 2018-08-16 | 2020-10-14 |
2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-10-27 | 2021-05-10 | Rep | Advising on securities | 2020-11-26 | 2021-05-10 |
3 | CLSA LIMITED | Rep | Dealing in securities | 2020-10-27 | 2021-05-10 | Rep | Advising on securities | 2020-11-26 | 2021-05-10 |
4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2021-06-01 | 2022-08-31 |
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