Wong, Susanna Man Yan 王文茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-08-18 | 2015-08-07 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-08-18 | 2015-08-07 |
3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-05-07 | 2014-07-30 |
4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-02-10 | 2014-07-30 |
5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-02-10 | 2014-07-30 |
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