Leggate, Douglas George Blyth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-02-27 | 2014-02-28 | Rep | Dealing in securities | 2014-02-27 | 2014-02-28 | Rep | Advising on securities | 2016-03-23 | 2016-03-23 | Rep | Dealing in securities | 2016-03-23 | 2016-03-23 | Rep | Advising on securities | 2017-03-28 | 2017-03-30 | Rep | Dealing in securities | 2017-03-28 | 2017-03-30 | Rep | Advising on securities | 2018-03-27 | 2018-03-29 | Rep | Dealing in securities | 2018-03-27 | 2018-03-29 | Rep | Advising on securities | 2019-04-23 | 2019-04-26 | Rep | Advising on securities | 2022-10-18 | 2022-10-20 | Rep | Advising on securities | 2024-03-15 | 2024-03-22 |
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