Xiao, Wen (SFC:BJU213) 肖文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Annum Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-01-22 | 2020-02-26 | Rep | Asset management | 2020-01-22 | 2020-02-26 | RO | Advising on futures contracts | 2020-02-26 | RO | Advising on securities | 2020-02-26 | RO | Asset management | 2020-02-26 | RO | Dealing in securities | 2021-07-20 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2018-09-18 | 2019-09-14 | Rep | Asset management | 2018-09-18 | 2019-09-14 | Rep | Dealing in securities | 2018-09-18 | 2019-09-14 |
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