Ng, Yan Ting 吳胤婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2018-04-25 | 2024-08-15 | Rep | Asset management | 2018-04-25 | 2024-08-15 | Rep | Dealing in securities | 2018-04-25 | 2024-08-15 |
2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-19 | 2015-06-06 |
3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2015-07-09 | 2016-05-13 | Rep | Dealing in securities | 2015-07-09 | 2016-05-13 |
4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2024-08-16 | Rep | Asset management | 2024-08-16 | Rep | Dealing in securities | 2024-08-16 |
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