Lin, Kana 林卡娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2014-06-11 | 2016-07-15 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-10-16 | 2021-08-31 | Rep | Advising on securities | 2020-10-16 | 2021-08-31 | Rep | Asset management | 2020-10-16 | 2021-08-31 |
3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-01-12 | 2019-02-13 | Rep | Dealing in securities | 2017-01-12 | 2019-02-13 | Rep | Advising on securities | 2018-07-24 | 2019-02-13 |
4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-19 | 2019-02-13 |
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