Lo, Yuen Mei (SFC:BAL307) 羅婉薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2022-12-20 | Rep | Asset management | 2022-12-20 | Rep | Dealing in securities | 2022-12-20 |
| 2 | MONEY CONCEPTS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-09-15 | Rep | Asset management | 2022-09-15 | Rep | Dealing in securities | 2022-09-15 | 2024-05-17 |
| 3 | ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-03-28 | 2019-08-31 | Rep | Asset management | 2019-03-28 | 2019-08-31 | Rep | Dealing in securities | 2019-03-28 | 2019-08-31 |
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