Wong, Sau Yip 黃守業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2019-04-23 | 2022-02-28 |
| 2 | UCAP Securities (HK) Limited | Rep | Dealing in securities | 2022-03-17 | Rep | Advising on securities | 2022-06-14 | Rep | Asset management | 2022-06-14 |
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