Butcher, Arthur Douglas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-08-27 | 2015-11-30 | Rep | Dealing in futures contracts | 2014-08-27 | 2019-07-01 | Rep | Dealing in securities | 2014-08-27 | 2019-07-01 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-10-30 | 2024-11-05 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2024-10-30 | 2024-11-05 |
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