Chan, Ronald Ho Yin 陳浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2019-06-11 | 2021-06-22 | Rep | Dealing in securities | 2019-06-11 | 2021-06-22 |
| 2 | PIMCO Asia Limited | Rep | Advising on securities | 2025-04-14 | Rep | Asset management | 2025-04-14 | Rep | Dealing in securities | 2025-04-14 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-10-21 | 2024-10-31 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2021-10-21 | 2024-10-31 |
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