Tang, Ho Fung 鄧浩楓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDEN PINE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-10-04 | 2022-05-24 | RO | Asset management | 2022-05-24 |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-10-13 | 2017-06-14 |
3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-06-14 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-10-13 | 2016-10-10 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-07-15 | 2021-07-30 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-07-12 | 2021-07-30 | Rep | Dealing in securities | 2017-07-12 | 2021-07-30 |
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