Liu, Ka Fai (SFC:BOJ750) 廖家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-06-19 | 2021-03-17 |
2 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-19 | 2021-03-17 |
3 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-06-19 | 2021-03-17 |
4 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-07 | 2023-03-14 |
5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-07 | 2023-03-14 |
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