Graham, Stuart Oliver (SFC:BDP994)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AUTONOMOUS RESEARCH ASIA LIMITED | RO | Advising on securities | 2014-10-30 | 2019-03-31 |
2 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-07-15 | 2019-07-31 | Rep | Advising on securities | 2023-02-27 | 2023-03-03 |
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