Sole, Jay Daniel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-11-04 | 2014-11-10 | Rep | Dealing in securities | 2015-07-20 | 2015-07-24 | Rep | Advising on securities | 2017-07-11 | 2017-07-14 | Rep | Dealing in securities | 2017-07-11 | 2017-07-14 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2018-11-05 | 2018-11-08 | Rep | Advising on securities | 2024-05-24 | 2024-05-30 |
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