Yu, Xiangzhi 余相志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2019-10-28 | 2021-07-11 | Rep | Dealing in futures contracts | 2019-10-28 | 2021-07-11 |
2 | Green Harmony Capital Limited | Rep | Asset management | 2021-08-26 | 2021-09-01 |
3 | Green Harmony Securities Limited | Rep | Advising on securities | 2021-08-26 | 2021-09-01 | Rep | Dealing in securities | 2021-08-26 | 2021-09-01 |
4 | One Heritage Capital Management Limited | Rep | Advising on securities | 2021-11-10 | 2024-02-29 | Rep | Asset management | 2021-11-10 | 2024-02-29 |
5 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-10-28 | 2021-07-11 | Rep | Asset management | 2020-09-29 | 2021-07-11 |
6 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-10-28 | 2021-07-11 |
7 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Advising on securities | 2024-03-12 | Rep | Asset management | 2024-03-12 |
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