Wallace, Ashley Dorothy (SFC:BFJ978)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-05-08 | 2015-05-15 | Rep | Dealing in securities | 2015-05-08 | 2015-05-15 | Rep | Advising on securities | 2015-11-05 | 2015-11-10 | Rep | Dealing in securities | 2015-11-05 | 2015-11-10 | Rep | Advising on securities | 2016-04-12 | 2017-09-14 | Rep | Dealing in securities | 2016-04-12 | 2017-09-14 | Rep | Advising on securities | 2018-09-07 | 2018-09-11 | Rep | Advising on securities | 2019-04-26 | 2019-04-30 | Rep | Advising on securities | 2023-03-27 | 2023-03-29 |
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