Tse, Ming Chu 謝明珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Delphinium Capital Partners Limited | Rep | Advising on securities | 2024-09-04 | Rep | Asset management | 2024-09-04 |
| 2 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-03-02 | 2020-05-31 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2020-03-02 | 2020-05-31 | Rep | Dealing in securities | 2020-03-02 | 2020-05-31 |
| 4 | Tianlong Securities Co., Limited | Rep | Advising on securities | 2020-10-19 | 2024-03-12 | Rep | Asset management | 2020-10-19 | 2024-03-12 |
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