Wong, Shing Kwan (SFC:BFO971) 王承坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-02-23 | 2025-08-31 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2018-02-23 | 2025-08-31 | Rep | Dealing in securities | 2018-02-23 | 2025-08-31 | Rep | Advising on securities | 2025-09-01 | Rep | Dealing in futures contracts | 2025-09-01 | Rep | Dealing in securities | 2025-09-01 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-06-10 | 2017-08-24 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-10 | 2017-08-24 | Rep | Dealing in securities | 2015-06-10 | 2017-08-24 |
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