Zhao, Song (SFC:BFR106) 趙嵩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-11-30 | 2019-07-19 | Rep | Advising on securities | 2018-12-19 | 2019-07-19 |
2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-11-30 | 2018-12-19 | Rep | Dealing in securities | 2017-11-30 | 2019-07-19 |
3 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-06-19 | 2017-11-17 | Rep | Advising on securities | 2016-06-06 | 2017-11-17 |
4 | Zongyou Capital Co. Limited | RO | Advising on securities | 2019-11-12 | 2023-10-31 | RO | Asset management | 2019-11-12 | 2023-10-31 |
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