Cao, Wenqian 曹文乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2024-06-11 | Rep | Dealing in securities | 2024-06-11 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2020-04-09 | 2020-08-23 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-11-29 | 2023-08-17 |
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