Cao, Haifeng (SFC:BFU746) 曹海峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-20 | 2018-08-24 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-05-16 | 2019-05-23 | Rep | Advising on securities | 2020-01-16 | 2020-02-15 | Rep | Advising on securities | 2022-11-03 | 2022-11-15 | Rep | Advising on securities | 2023-03-17 | 2023-03-22 | Rep | Advising on securities | 2023-05-15 | 2023-05-22 | Rep | Advising on securities | 2023-06-26 |
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