Wong, Siu Ming (SFC:BGB205) 黃紹銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-04-21 | 2019-04-04 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2019-04-04 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-24 | 2019-04-04 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-04-16 | 2024-04-01 |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-12-16 | 2024-04-01 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-16 | 2024-04-01 |
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