Deng, Yuqun 鄧雨群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Financial Group Limited | Rep | Dealing in securities | 2016-06-20 | 2018-02-13 |
| 2 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-06-20 | 2018-02-13 |
| 3 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2021-12-29 | Rep | Dealing in securities | 2021-12-29 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-12-29 | |
| 5 | First Global Corporate Finance Co., Limited | Rep | Advising on corporate finance | 2018-11-26 | 2020-03-31 |
| 6 | Greencourt Financial Co., Limited | Rep | Dealing in securities | 2019-05-24 | 2020-03-31 |
| 7 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-05-05 | 2021-11-30 | Rep | Dealing in securities | 2020-05-05 | 2021-11-30 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2020-05-05 | 2021-11-30 |
| 9 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2015-09-29 | 2016-06-04 | Rep | Dealing in securities | 2015-09-29 | 2016-06-04 |
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