Wurfbain, Oliver Roderick Joan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-11-09 | 2023-11-22 | Rep | Dealing in securities | 2022-11-09 | 2023-11-22 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2022-11-09 | 2023-10-25 | Rep | Dealing in securities | 2022-11-09 | 2023-11-22 |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2024-09-19 | Rep | Dealing in futures contracts | 2024-09-19 |
4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2020-07-28 | 2022-09-30 | Rep | Dealing in securities | 2020-07-28 | 2022-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy