Liu, Yanming (SFC:BPY788) 刘彦明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-08-21 | 2021-11-01 | Rep | Dealing in securities | 2020-08-21 | 2021-11-01 | RO | Advising on securities | 2021-11-01 | 2024-03-28 | RO | Dealing in securities | 2021-11-01 | 2024-03-28 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-04-26 | 2024-05-28 | Rep | Dealing in securities | 2024-04-26 | 2024-05-28 | RO | Advising on securities | 2024-05-28 | RO | Dealing in securities | 2024-05-28 |
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