Yu, Sophie Man Yin 余敏妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2022-09-29 | 2022-11-04 | Rep | Dealing in securities | 2022-09-29 | 2022-11-04 | Rep | Advising on securities | 2022-12-21 | 2023-01-15 | Rep | Dealing in securities | 2022-12-21 | 2023-01-15 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2016-01-05 | 2018-02-15 |
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