Sun, Charles Kar Jon 辛嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-02-04 | 2017-08-12 | Rep | Dealing in futures contracts | 2023-03-10 | 2024-08-29 | RO | Advising on futures contracts | 2024-08-29 | RO | Dealing in futures contracts | 2024-08-29 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-02-04 | 2017-08-12 | Rep | Dealing in securities | 2023-03-10 | 2024-08-29 | RO | Advising on securities | 2024-08-29 | RO | Dealing in securities | 2024-08-29 |
| 3 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-07-30 | 2023-03-01 | Rep | Dealing in securities | 2021-07-30 | 2023-03-01 |
| 4 | Grand Capital Futures Limited | Rep | Dealing in futures contracts | 2020-07-03 | 2021-07-16 |
| 5 | Grand Capital Securities Limited | Rep | Dealing in securities | 2020-07-03 | 2021-07-16 |
| 6 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-19 | 2019-10-02 |
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