Chang, Shu Pei 張書沛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-04-06 | 2017-03-13 | Rep | Dealing in securities | 2016-04-06 | 2017-03-13 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-03-16 | 2018-10-16 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-03-16 | 2018-10-16 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-14 | 2025-01-15 | Rep | Advising on futures contracts | 2019-01-07 | 2025-01-15 |
| 5 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-11-29 | 2025-01-15 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-14 | 2025-01-15 | Rep | Advising on securities | 2019-01-07 | 2025-01-15 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2025-02-04 | Rep | Dealing in futures contracts | 2025-02-04 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-02-04 | Rep | Dealing in securities | 2025-02-04 |
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