Shann, Shu-Jiun 單庶君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2016-04-28 | 2017-07-15 |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-10 | 2019-07-31 | Rep | Advising on securities | 2017-08-28 | 2019-07-31 |
3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-28 | 2019-07-31 |
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