Chan, Ngai Fun 陳藝分
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2018-11-28 | 2020-03-04 | Rep | Dealing in securities | 2018-11-28 | 2020-03-04 |
| 2 | Look's Securities Limited | Rep | Dealing in securities | 2020-07-08 | 2022-07-15 |
| 3 | New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2016-09-02 | 2018-11-16 | Rep | Dealing in securities | 2016-09-02 | 2018-11-16 |
| 4 | Nice Talent Asset Management Limited | Rep | Advising on securities | 2023-01-12 | 2023-08-17 | Rep | Asset management | 2023-01-12 | 2023-08-17 | RO | Advising on securities | 2023-08-17 | RO | Asset management | 2023-08-17 | RO | Dealing in securities | 2024-01-10 |
| 5 | Safari Asia Limited | Rep | Advising on securities | 2020-07-08 | 2020-10-05 | Rep | Dealing in securities | 2020-08-24 | 2020-11-20 | RO | Advising on securities | 2020-10-05 | 2021-04-29 | RO | Asset management | 2020-10-05 | 2021-04-29 | RO | Dealing in securities | 2020-11-20 | 2022-07-15 | RO | Advising on securities | 2021-08-04 | 2022-07-15 | RO | Asset management | 2021-08-04 | 2022-07-15 |
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