Tuen, Hei Ching 段羲澄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Gather Wealth Financial Company Limited | Rep | Advising on securities | 2023-04-21 | 2023-09-13 | Rep | Asset management | 2023-04-21 | 2023-09-13 | Rep | Dealing in securities | 2023-04-21 | 2023-09-13 |
| 2 | INFINITY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-04-14 | 2022-01-17 | Rep | Asset management | 2021-04-14 | 2022-01-17 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2022-05-17 | 2023-04-12 | Rep | Asset management | 2022-05-17 | 2023-04-12 | Rep | Dealing in securities | 2022-06-14 | 2023-04-12 |
| 4 | JMC Capital International Limited | Rep | Advising on securities | 2022-05-17 | 2023-04-12 | Rep | Advising on futures contracts | 2022-06-14 | 2023-04-12 | Rep | Dealing in futures contracts | 2022-06-14 | 2023-04-12 | Rep | Dealing in securities | 2022-06-14 | 2023-04-12 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2024-04-26 | 2024-09-11 |
| 6 | South China Investment Management Limited | Rep | Asset management | 2023-11-06 | 2024-04-18 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2023-11-06 | 2024-04-18 |
| 8 | VANTAGE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2024-11-01 |
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