Lau, Hon Yuen (SFC:BIL708) 劉瀚元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | Rep | Dealing in securities | 2016-11-23 | 2018-10-30 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2019-07-19 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2019-03-18 | 2019-07-19 |
| 4 | Eddid Securities and Futures Limited | Rep | Dealing in securities | 2019-08-19 | 2020-02-28 | Rep | Advising on futures contracts | 2019-10-09 | 2020-02-28 | Rep | Advising on securities | 2019-10-09 | 2020-02-28 | Rep | Dealing in futures contracts | 2019-10-09 | 2020-02-28 | Rep | Leveraged foreign exchange trading | 2019-10-09 | 2020-02-28 |
| 5 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2022-10-03 | |
| 6 | Topaz Financial Group Limited | Rep | Advising on securities | 2022-10-03 | Rep | Dealing in futures contracts | 2022-10-03 | Rep | Dealing in securities | 2022-10-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy