Lu, Yishi 魯軼仕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Dealing in securities | 2019-12-05 | Rep | Advising on corporate finance | 2020-01-07 |
2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-01-20 | 2019-11-22 |
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