Tam, Chris Sze On 譚世安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-03-02 | 2023-03-31 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-03-02 | 2023-03-31 | Rep | Dealing in securities | 2021-03-02 | 2023-03-31 |
| 3 | Somerley Capital Limited | Rep | Advising on corporate finance | 2017-03-02 | 2020-06-28 | Rep | Dealing in securities | 2017-03-02 | 2020-06-28 |
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