Zhao, Yan (SFC:BRG358) 赵妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Securities Limited | Rep | Dealing in securities | 2021-08-31 | 2022-10-07 |
| 2 | HONG KONG DIGITAL ASSET EX LIMITED | Rep | Automated trading services | 2025-02-24 | Rep | Dealing in securities | 2025-02-24 |
| 3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2022-11-08 | 2023-05-19 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-25 | 2023-05-19 |
| 5 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-03-18 | 2024-06-12 | Rep | Asset management | 2024-03-18 | 2024-06-12 | Rep | Dealing in securities | 2024-03-18 | 2024-06-12 |
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