Liu, Ninghui
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Asset management | 2021-09-01 | 2022-07-27 | Rep | Advising on futures contracts | 2021-09-01 | 2024-11-09 | Rep | Advising on securities | 2021-09-01 | 2024-11-09 | Rep | Dealing in futures contracts | 2021-09-01 | 2024-11-09 | Rep | Dealing in securities | 2021-09-01 | 2024-11-09 | RO | Asset management | 2022-07-27 | 2024-11-09 | RO | Advising on futures contracts | 2024-11-13 | RO | Dealing in futures contracts | 2024-11-13 |
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