Su, Xianzhi 苏显智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2021-10-20 | 2022-06-10 | Rep | Dealing in securities | 2021-10-20 | 2022-06-10 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2022-07-19 | 2023-05-16 | Rep | Advising on securities | 2022-07-19 | 2023-05-16 | Rep | Dealing in securities | 2022-07-19 | 2023-05-16 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2022-07-19 | 2023-05-16 | Rep | Advising on securities | 2022-07-19 | 2023-05-16 | Rep | Dealing in securities | 2022-07-19 | 2023-05-16 |
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