Xia, Peng (SFC:BSF945) 夏鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DC Wealth Management (HK) Limited | Rep | Advising on securities | 2023-08-07 | 2024-06-30 | Rep | Asset management | 2023-08-07 | 2024-06-30 | Rep | Dealing in securities | 2023-09-11 | 2024-06-30 |
| 2 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2023-06-15 | 2023-07-14 | Rep | Asset management | 2023-06-15 | 2023-07-14 |
| 3 | PROFIT ACCESS INVESTMENTS LIMITED | Rep | Dealing in securities | 2022-08-10 | 2022-09-19 | Rep | Advising on securities | 2022-08-10 | 2023-05-30 | Rep | Asset management | 2022-09-21 | 2023-05-30 |
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