Zhuo, Rongjie 卓榮傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2023-05-22 | 2023-06-25 | Rep | Dealing in securities | 2023-05-22 | 2023-06-25 |
2 | Pando Finance Limited | Rep | Advising on securities | 2024-09-02 | Rep | Asset management | 2024-09-02 | Rep | Dealing in securities | 2024-09-02 |
3 | Zhong Shan Asset Management Limited | Rep | Advising on securities | 2023-07-10 | 2024-03-01 | Rep | Asset management | 2023-09-11 | 2024-03-01 |
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