Chak, Chi Man 翟志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-23 | 2021-01-14 | Rep | Asset management | 2020-11-23 | 2021-01-14 | RO | Advising on securities | 2021-01-14 | 2023-10-26 | RO | Asset management | 2021-01-14 | 2023-10-26 |
2 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-12-21 | 2013-10-15 | Rep | Asset management | 2010-02-12 | 2013-10-15 |
3 | Lapland Securities Limited | RO | Advising on securities | 2017-04-25 | 2020-11-16 | RO | Asset management | 2017-04-25 | 2020-11-16 | RO | Dealing in securities | 2017-04-25 | 2020-11-16 |
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