Chung, Ho Tung 鍾浩東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Advising on corporate finance | 2005-04-27 | 2006-09-14 | RO | Advising on corporate finance | 2006-09-14 | 2011-04-11 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-14 | 2015-12-15 |
| 3 | FORTUNE FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2012-06-26 | 2015-12-15 |
| 4 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-18 | 2011-06-21 | RO | Advising on corporate finance | 2011-06-21 | 2012-06-11 |
| 5 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-08-11 | 2022-12-13 | RO | Advising on corporate finance | 2022-12-13 |
| 6 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2022-08-11 | |
| 7 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on corporate finance | 2005-04-21 |
| 8 | SORRENTO CAPITAL LIMITED | RO | Advising on corporate finance | 2019-06-26 | 2022-07-18 |
| 9 | SORRENTO SECURITIES LIMITED | RO | Dealing in securities | 2019-06-26 | 2022-07-18 |
| 10 | TC Capital International Limited | Rep | Advising on corporate finance | 2015-12-30 | 2016-02-22 | Rep | Dealing in securities | 2015-12-30 | 2016-05-12 | RO | Advising on corporate finance | 2016-02-22 | 2019-06-24 | RO | Dealing in securities | 2016-05-12 | 2019-06-24 |
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